Book
a Demo

Product: RegToolKit

Built for Clarity. Trusted for Compliance.

RegToolKit transforms complex rule books into structured, actionable processes. It gives firms a single system to interpret regulations, map obligations, track controls, capture evidence, and manage noncompliance.

Book a Demo Download our Factsheet
Key benefits

Regulatory Clarity

RegToolKit automatically ingests and deconstructs FCA rulebooks, including CASS, SYSC, COBS, DISP, internal governance frameworks or any custom regulatory obligations into structured and searchable components. Stay ahead of updates with monthly ingestion and a golden source of regulatory content.

Operational Control

Define rule applicability per legal entity, map risks and controls, assign ownership, and track execution. Every obligation becomes transparent, traceable, and aligned to the teams responsible for meeting it.

Audit Readiness

Capture evidence continuously throughout the year, not at the last minute. RegToolKit provides a complete lifecycle view of compliance — from interpretation to execution to remediation — ensuring firms are always prepared for review.

Learn More About RegToolKit

Core RegToolKit Capabilities

  • Automatic Rulebook Ingestion
    Direct connectivity to regulators enables automated ingestion of rulebooks via API/JSON. Monthly updates ensure firms always work from the latest version.
  • Rule Applicability & Interpretation
    Define in-scope and out-of-scope rules per entity, apply negative assurance, and add business interpretation to create a clear, defensible regulatory footprint.
  • Risk & Control Libraries
    Maintain electronic libraries of risks and controls, link them to rules, and support ongoing review, attestation, and ownership.
  • Rule–Risk–Control Mapping
    Create a full three-way relationship across the governance framework. Identify control gaps, surface weaknesses, and generate point-In-time reports for stakeholders.
  • Electronic Breach Register
    Record, review, and approve breaches. Identify failed controls, track remediation, and build a rich dataset for continuous improvement.
  • Resolution Pack (CASS 10/10A)
    Maintain all required documentation electronically, enforce regular review and attestation, and run mock FCA retrieval tests to ensure readiness.

When Compliance Matters.
Be Sure.

Book a demo