CASS compliance is a critical responsibility for investment firms. From custody asset and client money reconciliations to governance, resolution packs and regulatory reporting, firms must demonstrate robust controls while managing increasing operational complexity. Our latest guide explores the key requirements across CASS 6, CASS 7 and CASS 10, highlighting common challenges, regulatory expectations and practical…

Reconciliation sits at the center of financial control, regulatory confidence, and customer trust. Yet for many financial services organisations, it remains manual, reactive, and spreadsheet-driven. This whitepaper explores how operational excellence transforms reconciliation from a back-office burden into a strategic control function. One that is automated, intelligent, continuously monitored, and built to scale with today’s…

EMIR reporting is a cornerstone of regulatory oversight in derivatives markets, relied upon by regulators to monitor market integrity, detect abuse and prevent financial crime. Yet for many investment firms, meeting EMIR requirements consistently remains a significant operational challenge. High trading volumes, more than 200 reportable fields per transaction, complex inclusion rules and daily reconciliation…

This paper examines why reconciliation must move beyond isolated, asset‑specific processes toward a unified multi‑asset framework. It outlines how firms can support different reconciliation logic, tolerances, and controls without creating operational silos by using a flexible platform within a single control environment. The result is not just greater efficiency, but stronger operational resilience and the…