On-Demand Webinar: Beyond Automation: How AI is Transforming Reconciliations Across Capital Markets.
AI is rapidly changing the way capital markets firms operate. As the industry moves beyond automation toward intelligent decision-making, reconciliation is becoming faster, smarter, and more efficient. Join Nicsa and AutoRek for Beyond Automation: How AI is Transforming Reconciliations Across Capital Markets, an engaging discussion exploring how firms are leveraging artificial intelligence to modernize reconciliation…
The Backwards Race to Tokenisation in Capital Markets
Regulators have given tokenisation in capital markets a clear regulatory pathway. However, most firms lack the data foundation to execute. Tokenisation is the process of representing ownership of a security, such as a bond, equity or fund unit, as digital record on a shared ledger, replacing today’s paper-based settlement systems. That doesn’t necessarily require…
Building a Scalable Private Markets Framework
A global private markets investment firm with more than 40 years of experience and over $100 billion in assets under management partnered with AutoRek to strengthen operational controls and improve transparency across an increasingly complex investment landscape. With operations spanning private equity, secondaries, co-investments, real assets and private credit, the firm required a scalable approach…
CASS Compliance: The 5 Areas Firms Must Get Right
Compliance with the FCA’s CASS regulations remains a significant operational challenge for investment firms. While the rules are prescriptive in nature, a level of interpretation is required on the application of each rule to a firm’s own business model. This can add complexity, where an alternative interpretation can be the difference between compliance and non-compliance. …
From Legacy Platforms to SaaS: The Infrastructure Evolution Behind AI Driven Control
Artificial intelligence is transforming financial operations, but many firms are trying to deploy it on infrastructure that was never built to support it. In this whitepaper, explore why legacy reconciliation environments are becoming a barrier to operational efficiency, scalability, and AI adoption, and how SaaS-native control platforms create the foundation for intelligent financial operations. Based…
The CLARITY Act Won’t Solve Crypto’s Biggest Operational Challenge
This article was written by: Jeff McGee, Product & Solutions Manager, AutoRek On August 8, the Senate adjourned for recess without voting on the CLARITY Act, pushing the bill to September 14 at the earliest. It’s the latest reminder that even though the CLARITY Act is being pitched as the moment crypto finally gets regulatory…
Investment Firms Think Data Is Their Moat. Most Can’t Control It.
This article was written by: Tony Livesey, Chief Technology & Product Officer, AutoRek A managing director walked me through his firm’s data strategy a few months ago, and it was genuinely good. Proprietary flows no competitor could replicate, a plan to turn them into sharper pricing and faster client decisions, the whole case for data as…
The Investment COO Summit
Come meet AutoRek at the Investment COO Summit on the 7th – 8th December at the Ritz-Carlton, Fort Lauderdale, Florida. This event brings together senior leaders in investment operations and asset management to explore technology-driven strategies for efficiency and growth, whilst connecting with leading solution providers. Reconcile any volume of data across all asset classes…
The CASS Compliance Guidebook for Investment Firms: Regulatory Challenges and Automated Software Solutions
CASS compliance is a critical responsibility for investment firms. From custody asset and client money reconciliations to governance, resolution packs and regulatory reporting, firms must demonstrate robust controls while managing increasing operational complexity. Our latest guide explores the key requirements across CASS 6, CASS 7 and CASS 10, highlighting common challenges, regulatory expectations and practical…
Adequate Organisational Arrangements: The CASS Rule Firms Can’t Afford to Get Wrong
CASS 6 and CASS 7 place prescriptive demands on firms responsible for holding custody assets or client money. With over 500 rules, guidance points and evidential provisions across the two chapters, it’s fair to say the devil is in the detail. And two rules in particular, while potentially somewhat innocuous, set lofty expectations – ‘adequate…