Despite CASS regulations being in place for around two decades, 98% of investment executives in the UK say that CASS compliance remains a significant focus for their firm’s senior management team.
To help your firm stay on top of all things CASS, watch AutoRek and Goodacre’s joint webinar: CASS Guide: Current landscape and delivering automation.
Webinar recap – 5 key takeaways
AutoRek’s Product Manager, Murray Campbell and Anna Dawson, Director at Deloitte discussed CASS compliance requirements, audit expectations & best practices and latest market trends in automating CASS processes.
During the webinar, we learnt that:
- CASS Risk assessments are key & need to be continuous
- Firms are expected to self-monitor throughout the year and not to wait for the Auditor
- Auditors fully expect firms to detect their own CASS breaches through their own testing
- CASS processes are becoming more reliant on technology
- Your data needs to be complete and accurate to maximise the use of your vendor
Click below to watch the full webinar.